Alain Leibman writes: It is among the most difficult episodes in a defense counsel’s practice. Whether testifying on a former client’s habeas petition under 28 U.S.C. § 2255 alleging ineffective assistance or on a motion brought by new counsel to withdraw a guilty plea, no defense attorney wants to respond to inquiries from the court or… Continue Reading
Alain Leibman writes: Federal Rule of Evidence 404(b) permits evidence of non-charged crimes, wrongs, or acts to be admitted if probative of a purpose under the Rule, such as motive, intent, or lack of mistake. The Rule is often referred to as a rule of inclusion, rather than exclusion, because it favors the admissibility of such… Continue Reading
Alain Leibman writes: While much of the jurisprudence addressing the admissibility of out-of-court statements in criminal cases turns on abstract notions of the meaning of the Sixth Amendment’s Confrontation Clause (see a recent example here), defense counsel can sometimes block or successfully appeal the admission of testimony simply because the applicable rules of evidence bar… Continue Reading
The Second Circuit recently held that a state court asset freeze order could be admitted in a prosecution for the activity which led to the entry of the civil order, despite the obvious prejudice to the defendant, because the order was not offered for its truth and because a limiting instruction could cure any prejudice.
The Ninth Circuit holds that the mere filing of a civil complaint against a later criminal defendant cannot be used under Fed. R. Evid. 404(b) to show that he had been placed on notice by the complaint that his conduct was illegal.
The Seventh Circuit holds that the CFTC and the DOJ are the same party for purposes of admitting against the government in a criminal trial under FRE 804(b)(1) the deposition testimony of a witness taken before by CFTC.
A recent Second Circuit decision allows the jury to be made aware of government charging decisions which are inconsistent with its witnesses’ trial testimony, as when the trial defendant is claimed by the prosecution to be the exclusive possessor of a firearm although several other persons were earlier charged with the same possession.
Exculpatory statements of witnesses made to defense investigators held by the Eighth Circuit to be insufficiently trustworthy to be admitted under the residual hearsay exception, Rule 807, precisely because they were made to defense investigators.
Ninth Circuit applies “inextricably intertwined” theory of relevance to admit a summary chart in fraud trial which illustrated a far greater number of fraudulent acts than were included in the indictment.
District Court overseeing Deepwater Horizon multi-district litigation rejects plaintiffs’ argument that a large body of emails produced in discovery by the defendant entities enjoys broad admissibility as their business records.
The Supreme Court held last week that courts have no general gate-keeping requirement to perform before admitting eyewitness identification evidence, that an admissibility hearing is necessary only when the identification was procured by the police through unnecessarily suggestive techniques, and that suppression is appropriate only if improper police conduct created a “substantial likelihood of misidentification.”
Sitting outside, but in parallel with, the Federal Rules of Evidence, the doctrine of “impeachment by contradiction” creates an exception to FRE 608(b), allowing the cross-examiner to go beyond matters relating to the truthfulness of a witness into a stream of otherwise extraneous events and thereby demolish that witness.
The Eleventh Circuit, joining a unanimous group of appeals courts which have directly decided the question, recently held that it is improper to ask a defendant on cross-examination whether government witnesses, whose testimonies conflicted with his, should be considered liars or untruthful.
Federal Rule of Evidence 404(b), and its state analogs, place limits on the prosecution’s ability to admit damaging evidence about a defendant by requiring that the evidence of his/her other bad acts be moored to a permissible purpose illustrated in the Rule. Prosecutors typically attempt to slip the bounds of the Rule by offering such evidence, not under the categories of 404(b), but as “inextricably intertwined” with the charged offenses, what was once known as the “res gestae” to the crime. In a thoughtful survey of the law concerning this loosely-defined and elastic concept, the Iowa Supreme Court recently criticized and limited this law enforcement tool.
In a recent post here we commented on the perplexing affirmance in a recent case in which the Third Circuit agreed that a government cooperating witness could speculate in his testimony regarding what a defendant knew or thought in a given conversation about the accuracy of tax returns signed by that defendant. Even if such… Continue Reading
A vexing problem in trying white collar cases involving alleged group activity is the willingness of judges to allow cooperating witnesses to offer their opinions as to the guilty knowledge of the defendant-participants. Prosecutors elicit cooperator opinion testimony regarding defendants to the effect that “they all knew” of certain fraud or “everyone in the office… Continue Reading
In a long-awaited decision last week, the Ninth Circuit Court of Appeals, by a 2-1 vote, affirmed a ruling of the trial court in United States v. Barry Lamar Bonds which granted a defense motion in throwing out blood and urine test results in Barry Bonds’ perjury prosecution. While the majority opinion filed on June… Continue Reading
A useful lesson drawn from a recent Tenth Circuit case: don’t hesitate to use the common law “rule of completeness” in an effort to admit verbal statements, such as those memorialized in transcripts of plea allocutions or grand jury testimony, when no hearsay exception presents itself. United States v. Lopez-Medina, 2010 WL 56944 (10th Cir.,… Continue Reading
The Tenth Circuit recently joined the Third Circuit in upholding against a Daubert and FRE 702 challenge the admissibility of fingerprint identification. In United States v. Baines, 2009 U.S. App. LEXIS 15945 (10th Cir., July 20, 2009), the appeals court affirmed a trial court’s decision to admit fingerprint identification testimony which implicated Baines in the possession… Continue Reading
The rules of evidence to which most frequent resort is made in impeaching witnesses with evidence of misconduct are FRE 608(b) and FRE 609. Rule 608(b) provides that specific instances of the witness’s conduct to show untruthfulness, other than conviction of a crime under 609, may not be proved extrinsically; that is, the questioner must generally… Continue Reading
The concept of "impeachment by contradiction" does not appear in the Federal Rules of Evidence. A vestige of the common law of evidence, the doctrine, however, survived the codification of the FRE and constitutes a valuable overlay and weapon for cross-examiners. Although FRE 609 may not permit convictions to be used which do not meet… Continue Reading
Monte McFall, a local California lobbyist and ex-officio staffer for an elected official, was charged in a Hobbs Act conspiracy for allegedly coercing a state contractor into paying McFall a fee in exchange for McFall’s assistance in securing funding. The co-conspirator, a lawyer and crony named Sawyer, had earlier testified at length in the grand… Continue Reading
Trial attorneys understand that generally a witness can be impeached with evidence of his or her prior acts going to truthfulness, but only by cross-examining the witness on the point. FRE 608(b) requires the examiner to accept the witness’s answer, and prohibits accomplishing the impeachment extrinsically, through the testimony of a follow-on witness or the… Continue Reading
Another example of the wide berth given to non-scientific expert testimony under Daubert is United States v. Poulsen, 543 F. Supp. 2d 809 (S.D. Ohio 2008). In that health care fraud case, the defendant proposed to elicit the testimony of Wayne Barnes, a former FBI agent who had in his government career worked health care… Continue Reading